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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-01 |
| WA | RA | APPROVED | 2024-10-01 |
Branch Locations
929 108Th Ave Ne Ste 1200, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2008 | 10/2024 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 02/2008 | 10/2024 |
| Ameriprise Financial Services Llc | Bellevue | WA | 10/2024 | Present |
Independent Insurance Brokering; Mutual of Omaha; 10/12/2018; Long Term Care, Term Life / Allianz; 06/17/2016; Long Term Care / Protective Life; 10/15/2020; Term Life. Other Business Activities; Tax preparation; I prepare tax returns for a few people.; 2305 Olympia Ave NE, , Renton, WA, 98056; Not Investment-Related; 03/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-08 |
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