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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-28
PA RA APPROVED 2007-09-21
  • TX RA
    APPROVED_RES
    Since 2019-08-28
  • PA RA
    APPROVED
    Since 2007-09-21

Branch Locations

2000 Oxford Drive, Suite 605, Bethel Park, PA 15102 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Bethel Park PA 07/2007 Present
Other Businesses

1. Peters Township Middle School; 631 East McMurray Road McMurray PA 15317; Public School; Assistant Girl's Volleyball Coach for Peter's Township Middle School; Coach the 7th grade girl's for an 8 week season; 08/31/2026; 5hrs/wk; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-20
S63 Uniform Securities Agent State Law Examination 1992-02-14
  • S65 Uniform Investment Adviser Law Examination
    2007-09-20
  • S63 Uniform Securities Agent State Law Examination
    1992-02-14
Other Names
  • Richard Samolovitch

View on SEC IAPD

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