Jeffrey Charles Mcfarlin

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-30
MN	RA	APPROVED	2013-11-14

TX RA
APPROVED_RES

Since 2017-03-30
MN RA
APPROVED

Since 2013-11-14

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Deephaven, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Edina	MN	03/2008	Present
City National Bank	Edina	MN	05/2019	Present

03/2008 → Present

Rbc Capital Markets, Llc

Edina, MN
05/2019 → Present

City National Bank

Edina, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-09
S63	Uniform Securities Agent State Law Examination	1992-03-12

S66 Uniform Combined State Law Examination

2006-02-09
S63 Uniform Securities Agent State Law Examination

1992-03-12

Other Names

Jeffrey C Mcfarlin