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Elizabeth Ann Ware

LPl Financial LLC

Newport News, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-29
VA RA APPROVED 2021-11-26
  • TX RA
    APPROVED_RES
    Since 2021-11-29
  • VA RA
    APPROVED
    Since 2021-11-26

Branch Locations

107 Nat Turner Blvd S, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Newport News VA 06/2007 11/2021
Raymond James Financial Services Advisors, Inc Newport News VA 01/2009 11/2021
Towne Bank Newport News VA 12/2006 11/2021
Lpl Financial, Llc Newport News VA 11/2021 Present
Previous Registrations
Other Businesses

1. 11/30/2007 - NOTARY/ OTHER/ INVESTMENT RELATED/ 2%/ NEWPORT NEWS, VA 2. 11/26/2021 - WILLIAMSBURG FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ NEWPORT NEWS, VA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-19
S63 Uniform Securities Agent State Law Examination 1992-04-21
  • S66 Uniform Combined State Law Examination
    2007-10-19
  • S63 Uniform Securities Agent State Law Examination
    1992-04-21
Other Names
  • Elizabeth A Ware
  • Elizabeth Ann Baily

View on SEC IAPD

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