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Current Employers
King Wealth Management Group, Llc

270 West Circular Street Suite 1, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-30
  • NY RA
    APPROVED
    Since 2021-05-30

Branch Locations

270 West Circular Street Suite 1, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 02/2013 01/2018
King Wealth Management Group Saratoga Springs NY 02/2013 Present
  • 02/2013 → 01/2018
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 02/2013 → Present
    King Wealth Management Group
    Saratoga Springs, NY
Previous Registrations
  • 2009-06-01 → 2013-03-07
    Saratoga Springs, NY
  • 2007-10-19 → 2009-06-01
    Morgan Stanley & Co. Llc
    Saratoga Springs, NY
Other Businesses

1) MICHELE M. MARTIN, DIVORCE MEDIATOR DBA DIVORCE AGREE. NOT INVESTMENT RELATED. 100 SARATOGA VILLAGE BOULEVARD, MALTA, NY 12020. DIVORCE MEDIATION. OWNER. 03/2013. 10 HRS/MO. DIVORCE MEDIATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-12
S63 Uniform Securities Agent State Law Examination 2004-05-13
  • S65 Uniform Investment Adviser Law Examination
    2007-10-12
  • S63 Uniform Securities Agent State Law Examination
    2004-05-13
Other Names
  • Michelle M. Martin

View on SEC IAPD

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