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Cary Baber Daly

Truist Advisory Services, Inc.

Richmond, VA

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-10-22
  • VA RA
    APPROVED
    Since 2021-10-22

Branch Locations

1001 Semmes Ave Fl 3, Richmond, VA 23224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Roanoke VA 08/2015 09/2016
Lincoln Financial Advisors Corporation Concord NH 09/2016 02/2019
Axa Advisors, Llc Roanoke VA 02/2019 04/2020
Equitable Advisors, Llc Roanoke VA 04/2020 06/2021
Truist Investment Services, Inc. Richmond VA 10/2021 Present
Truist Advisory Services, Inc. Richmond VA 10/2021 Present
Unemployed Manakin Sabot VA 06/2021 10/2021
  • 08/2015 → 09/2016
    Unemployed
    Roanoke, VA
  • 09/2016 → 02/2019
    Lincoln Financial Advisors Corporation
    Concord, NH
  • 02/2019 → 04/2020
    Axa Advisors, Llc
    Roanoke, VA
  • 04/2020 → 06/2021
    Equitable Advisors, Llc
    Roanoke, VA
  • 10/2021 → Present
    Truist Investment Services, Inc.
    Richmond, VA
  • 10/2021 → Present
    Truist Advisory Services, Inc.
    Richmond, VA
  • 06/2021 → 10/2021
    Unemployed
    Manakin Sabot, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-18
S63 Uniform Securities Agent State Law Examination 1994-01-10
  • S66 Uniform Combined State Law Examination
    2021-05-18
  • S63 Uniform Securities Agent State Law Examination
    1994-01-10
Other Names
  • Ceci Baber
  • Cary Callaway Baber
  • Cary Callaway Baber

View on SEC IAPD

Other Firms

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WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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