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Raymond Denis Hegarty

Fifth Third Wealth Advisors LLC

Tarrytown, NY

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Current Employers
Fifth Third Wealth Advisors Llc

38 Fountain Square Plaza, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-03
NY RA APPROVED 2023-07-18
  • TX RA
    APPROVED
    Since 2024-01-03
  • NY RA
    APPROVED
    Since 2023-07-18

Branch Locations

580 White Plains Road, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Wealth Advisors Llc Tarrytown NY 07/2023 Present
Bny Mellon Wealth Management White Plains NY 01/1993 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-01-30
  • S63 Uniform Securities Agent State Law Examination
    1992-01-30
Designations
Other Names
  • Ray Hegarty
  • Raymond D Hegarty
  • Raymond D. Hegarty

View on SEC IAPD

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