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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-04-07
  • MA RA
    APPROVED
    Since 2015-04-07

Branch Locations

1 Beacon St Fl 21, Boston, MA 02108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2014 Present
Northwestern Mutual Investment Services Llc Boston MA 10/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 09/2014 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2014 → Present
    Boston, MA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. OWNER, THGSS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/17/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. OWNER, CONTRAPTION LLC, LEGAL ENTITY, START DATE: 8/17/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. FINANCE COMMITTEE MEMBER, CORINTHIAN YACHT CLUB, 1 NAHANT ST, MARBLEHEAD, , MASSACHUSETTS, 01945, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 05/12/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, AS A MEMBER OF THE FINANCE COMMITTEE, I HELP OUR BOARD WITH CASHFLOW MANAGEMENT. WE HAVE INCOMING CASH FROM MEMBERS THAT IS USED FOR THE OPERATION AND MANAGEMENT OF THE CLUB. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-24
S63 Uniform Securities Agent State Law Examination 2005-11-18
  • S66 Uniform Combined State Law Examination
    2015-03-24
  • S63 Uniform Securities Agent State Law Examination
    2005-11-18
Other Names
  • Chris J Brennan
  • Topher Brennan

View on SEC IAPD

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