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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2014 | Present |
| Northwestern Mutual Investment Services Llc | Boston | MA | 10/2014 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. OWNER, THGSS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/17/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. OWNER, CONTRAPTION LLC, LEGAL ENTITY, START DATE: 8/17/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. FINANCE COMMITTEE MEMBER, CORINTHIAN YACHT CLUB, 1 NAHANT ST, MARBLEHEAD, , MASSACHUSETTS, 01945, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 05/12/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, AS A MEMBER OF THE FINANCE COMMITTEE, I HELP OUR BOARD WITH CASHFLOW MANAGEMENT. WE HAVE INCOMING CASH FROM MEMBERS THAT IS USED FOR THE OPERATION AND MANAGEMENT OF THE CLUB. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-18 |
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