Best Investors Account Sign in
Inactive

Luke Joseph Vandermillen

Mariner

Lake Forest, CA

CRD 2203887

Claim This Profile
Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-08
  • CA RA
    APPROVED
    Since 2024-01-08

Branch Locations

Lake Forest, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Des Moines IA 07/1988 11/2023
Principal Securities Des Moines IA 12/1991 11/2023
Mariner Wealth Advisors Overland Park KS 11/2023 Present
  • 07/1988 → 11/2023
    Principal Life Insurance
    Des Moines, IA
  • 12/1991 → 11/2023
    Principal Securities
    Des Moines, IA
  • 11/2023 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-01-23
  • S63 Uniform Securities Agent State Law Examination
    1992-01-23

View on SEC IAPD

More in Lake Forest, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor