Jeffrey Wayne Carroll

Current Employers

Employment History

• 05/2026 → Present
  Lpl Financial Llc
  Dallas, TX
• 02/2015 → 05/2026
  Robert W. Baird
  Fort Worth, TX

Previous Registrations

• 2015-02-27 → 2026-06-03
  Robert W. Baird & Co. Incorporated
  Fort Worth, TX
  North Richland Hills, TX
• 2004-05-28 → 2015-03-10
  Ubs Financial Services Inc.
  Ft. Worth, TX
  Fort Worth, TX
• 2001-04-12 → 2004-06-07
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX

Other Businesses

1. 05/21/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Carroll Wealth Management; Investment Related; at Reported Business Location(s); Start Date 05/05/2026; 160hrs/mth; 130hrs during trading 2. 05/21/2026; Jeffrey and Kimberly Carroll; Real Estate Rental; Investment Related; North Richland Hills,TX; Start Date 08/01/2019; 2hrs/mth; 0hrs during trading 3. 05/21/2026; (No business name, rental property); Real Estate Rental; Investment Related; Akumal, Mexico,TX; Start Date 09/23/2025; 2hrs/mth; 2hrs during trading 4. 06/02/2026; Carroll Wealth Management; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 05/05/2026; 160hrs/mth; 160hrs during trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/09/2026 - Advisor Resource Council - Registered Investment Advisor Hybrid - INvestment Related - At Reported Business Location(s) - Start Date 05/05/2026 - 160 hours per month/ 130 hours during trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in 06/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-03-12

Other Names

• Jeffrey Carroll