Todd Anthony Heath-Hazlett

Current Employers

Employment History

• 07/2012 → Present
  Todd Wealth Management Llc
  Venice, FL
• 08/2012 → 05/2019
  J.W. Cole Financial, Inc.
  Tampa, FL
• 08/2013 → 12/2016
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 07/2018 → 12/2025
  First Security Capital Management
  Venice, FL

Previous Registrations

• 2018-09-14 → 2025-12-31
  First Security Capital Management Llc
  Venice, FL
• 2013-08-19 → 2016-12-27
  J. W. Cole Advisors, Inc.
  Tampa, FL
• 2011-06-03 → 2012-08-21
  Brokersxpress Llc
  San Luis Obispo, CA
  Pittsburgh, PA
  Newbury Park, CA
  Pittsburgh, PA
• 2002-01-15 → 2011-06-07
  Securities America Advisors, Inc.
  Pittsburgh, PA

Other Businesses

(1) Todd Heath-Hazlett is a licensed insurance agent (Insurance License # P216750) engaged in the sale of fixed annuities or life insurance. Mr. Heath-Hazlett spends less than five (5) hours per month on these activities, approximately half of which are during trading hours. Investment related. (2) Sole owner of TWM Wealth Management, Inc. a self-directed retirement account which owns through purchase of shares, First Security Capital Management LLC. Start date May 2018. Non-investment related. (3) TWM Wealth Management, LLC is a limited liability company created by Mr. Heath-Hazlett's self-directed IRA to hold ownership of First Security Capital Management. Start date June 2018. Non-investment related. (4) President and IAR of First Security Management LLC, an RIA in Venice, FL. Start date July 2018, investment related, 15 hours per month during trading hours managing client portfolios. (5) One-third LLC member of Nokomis Avenue Investments, LLC, which owns the property at 249 Nokomis Ave South, Venice, FL. an office building which is partially occupied by Todd Wealth Management LLC. Start date August 2020. Non-investment related,

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-07
• S63 Uniform Securities Agent State Law Examination
  1997-06-02

Other Names

• Todd Anthony Heathhazlett