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Richard Emil Freitag

Freitag Financial Group, LLC

Charlotte, NC

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Current Employers
Freitag Financial Group, Llc

15720 Brixham Hill Ave Suite 300, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-01
NC RA APPROVED 2009-07-28
  • SC RA
    APPROVED
    Since 2025-01-01
  • NC RA
    APPROVED
    Since 2009-07-28

Branch Locations

15720 Brixham Hill Ave Suite 300, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Freitag Financial Group Llc Charlotte NC 02/2009 Present
Previous Registrations
  • 2007-06-19 → 2009-02-13
    Wells Fargo Advisors Financial Network, Llc
    Charlotte, NC
  • 2003-07-02 → 2006-07-21
    Td Ameritrade, Inc.
    Charlotte, NC
  • 2006-04-25 → 2006-07-21
    Td Ameritrade Investment Management, Llc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-19
S63 Uniform Securities Agent State Law Examination 1992-08-20
  • S66 Uniform Combined State Law Examination
    2003-06-19
  • S63 Uniform Securities Agent State Law Examination
    1992-08-20
Designations
Other Names
  • Rich Freitag

View on SEC IAPD

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