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David James Davis

Cetera Investment Advisers LLC

Summerville, SC

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-07-20
  • SC RA
    APPROVED
    Since 2018-07-20

Branch Locations

210 Marymeade Drive, Summerville, SC 29483 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heritage Trust Federal Cu Summerville SC 03/2003 Present
Money Concepts Capital Corp Palm Beach Gardens FL 10/2010 07/2018
Cetera Investment Advisers Llc Summerville SC 07/2018 Present
Cetera Investment Services Llc St. Cloud MN 07/2018 Present
Previous Registrations
  • 2010-10-05 → 2018-07-23
    Money Concepts Capital Corp
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Summerville, SC
    Summerville, SC
    Mt. Pleasant, SC
  • 2006-01-31 → 2010-10-08
    Cuna Brokerage Services, Inc.
    Moncks Corner, SC
    Summerville, SC
    Walterboro, SC
    Summerville, SC
    Summerville, SC
    Summerville, SC
    N Charleston, SC
Other Businesses

1. FIXED INSURANCE AND VARIABLE CONTRACTS THRU REV FEDERAL CREDIT UNION INSURANCE AGENCY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-30
S63 Uniform Securities Agent State Law Examination 2000-02-29
  • S65 Uniform Investment Adviser Law Examination
    2006-01-30
  • S63 Uniform Securities Agent State Law Examination
    2000-02-29
Other Names
  • David Warren Wilt
  • David James Zellers
  • David James Davis
  • David James Pedley

View on SEC IAPD

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Other Offices

EDWARD JONES · SUMMERVILLE, SC
EDWARD JONES · SUMMERVILLE, SC
PREMIER WEALTH PARTNERS, LLC · SUMMERVILLE, SC
AMERIPRISE FINANCIAL SERVICES, LLC · Summerville, SC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Summerville, SC
J.P. MORGAN SECURITIES LLC · Summerville, SC
LPL FINANCIAL LLC · Summerville, SC
FIRST COMMAND ADVISORY SERVICES · Summerville, SC

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