David James Davis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → Present
  Heritage Trust Federal Cu
  Summerville, SC
• 10/2010 → 07/2018
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 07/2018 → Present
  Cetera Investment Advisers Llc
  Summerville, SC
• 07/2018 → Present
  Cetera Investment Services Llc
  St. Cloud, MN

Previous Registrations

• 2010-10-05 → 2018-07-23
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Summerville, SC
  Summerville, SC
  Mt. Pleasant, SC
• 2006-01-31 → 2010-10-08
  Cuna Brokerage Services, Inc.
  Moncks Corner, SC
  Summerville, SC
  Walterboro, SC
  Summerville, SC
  Summerville, SC
  Summerville, SC
  N Charleston, SC

Other Businesses

1. FIXED INSURANCE AND VARIABLE CONTRACTS THRU REV FEDERAL CREDIT UNION INSURANCE AGENCY

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-30
• S63 Uniform Securities Agent State Law Examination
  2000-02-29

Other Names

• David Warren Wilt
• David James Zellers
• David James Davis
• David James Pedley