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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Worldwide Financial Group Lake Zurich IL 08/2010 02/2021
Principal Securities Inc Buffalo Grove IL 03/2016 12/2020
Principal Life Insurance Company Buffalo Grove IL 10/2019 12/2020
Pruco Securites, Llc Buffalo Grove IL 02/2021 11/2024
The Prudential Insurance Company Of America Buffalo Grove IL 02/2021 Present
Lpl Enterprise, Llc Rosemont IL 11/2024 Present
  • 08/2010 → 02/2021
    Worldwide Financial Group
    Lake Zurich, IL
  • 03/2016 → 12/2020
    Buffalo Grove, IL
  • 10/2019 → 12/2020
    Principal Life Insurance Company
    Buffalo Grove, IL
  • 02/2021 → 11/2024
    Pruco Securites, Llc
    Buffalo Grove, IL
  • 02/2021 → Present
    The Prudential Insurance Company Of America
    Buffalo Grove, IL
  • 11/2024 → Present
    Rosemont, IL
Previous Registrations
  • 2021-03-09 → 2024-11-14
    Downers Grove, IL
    Buffalo Grove, IL
    Rosemont, IL
    Buffalo Grove, IL
  • 2010-08-16 → 2020-12-31
    Deerfield, IL
    Downers Grove, IL
    Buffalo Grove, IL
  • 2009-09-08 → 2010-07-12
    Northbrook, IL
  • 2006-04-26 → 2009-09-08
    Waterstone Financial Group, Inc.
    Northbrook, IL
    Northbrook, IL
Other Businesses

1) 12/03/2024- WorldWide Financial Group, Inc.- Non-Variable Insurance- Medical Insurance, Medicare Supplements, Non-variable life and annuity away from LPL- inv. related- at Buffalo Grove, IL - start date 02/21/2021- 20hrs/mnth-20hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-10
  • S63 Uniform Securities Agent State Law Examination
    1992-02-10
Designations
Other Names
  • Art Varavadekar

View on SEC IAPD

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