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James Thomas Englert

Allworth Financial, L.P.

Rochester, NY

Folsom, CA

High Falls Advisors, Inc.

Rochester, NY

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-31
  • NY RA
    APPROVED
    Since 2026-08-31

Branch Locations

180 S Clinton Ave Suite 300, Rochester, NY 14604 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

High Falls Advisors, Inc.

180 South Clinton Ave Suite 300, Rochester, NY 14604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-29
  • NY RA
    APPROVED
    Since 2021-08-29

Branch Locations

180 South Clinton Ave Suite 300, Rochester, NY 14604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
High Falls Advisors, Llc Rochester NY 11/2004 08/2026
Leigh Baldwin & Co., Llc Cazenovia NY 06/2013 12/2017
Allworth Financial, L.P. Rochester NY 08/2026 Present
  • 11/2004 → 08/2026
    High Falls Advisors, Llc
    Rochester, NY
  • 06/2013 → 12/2017
    Leigh Baldwin & Co., Llc
    Cazenovia, NY
  • 08/2026 → Present
    Allworth Financial, L.P.
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-09
S63 Uniform Securities Agent State Law Examination 1992-09-08
  • S65 Uniform Investment Adviser Law Examination
    1996-01-09
  • S63 Uniform Securities Agent State Law Examination
    1992-09-08
Designations

View on SEC IAPD

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