Robert Edward Mathias

Current Employers

Employment History

• 06/2005 → 09/2019
  Summit Brokerage Services Inc
  Mt Kisco, NY
• 06/2005 → 05/2021
  Summit Financial Group Inc
  Mt Kisco, NY
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-07-13 → 2021-05-20
  Summit Financial Group Inc
  Mt Kisco, NY
  Nyack, NY
• 2005-01-05 → 2005-06-30
  Wrp Investments, Inc.
  Hartsdale, NY
• 2000-06-27 → 2004-12-13
  National Planning Corporation
  Hartsdale, NY

Other Businesses

(1) NAME OF OTHER BUSINESS: CONCEPTS IN PLANNING ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: INSURANCE ; START DATE: 03/2011 ; POSITION/TITLE/RELATIONSHIP: AGENT ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES ; (2) NAME OF OTHER BUSINESS: INTERSTATE FINANCIAL GROUP; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DORMANT RIA ; START DATE: 03/2011 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS:NONE ; BRIEF DESCRIPTION OF DUTIES: DORMANT RIA ;

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-02-24

Designations