Kevin Patrick Kernan

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-02-11

TX RA
APPROVED

Since 2005-02-11

Branch Locations

200 Crescent Court Suite 550, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Dallas	TX	01/2005	Present

01/2005 → Present

Raymond James & Associates

Dallas, TX

Previous Registrations

1996-08-19 → 2005-02-23

Ubs Financial Services Inc.

Dallas, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-01-14

S63 Uniform Securities Agent State Law Examination

1992-01-14

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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