Robert Charles Carlone

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Amherst, NY
• 11/2011 → Present
  Tiaa
  Amherst, NY

Previous Registrations

• 2009-09-16 → 2011-12-14
  Hsbc Securities (Usa) Inc.
  Mettawa, IL
  Jamestown, NY
  Jamestown, NY
  Falconer, NY
  Westfield, NY
  Dunkirk, NY
  Snyder, NY
  Williamsville, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Williamsville, NY
  Lackawanna, NY
  Lackawanna, NY
  Buffalo, NY
  Buffalo, NY
  West Seneca, NY
  Buffalo, NY
  Buffalo, NY
  Hamburg, NY
  Angola, NY
  East Aurora, NY
  Eden, NY
  Gowanda, NY
  Orchard Park, NY
  Springville, NY
  Orchard Park, NY
  Hamburg, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Depew, NY
• 2005-08-15 → 2009-08-17
  Banc Of America Investment Services, Inc.
  Buffalo, NY
  Hamburg, NY
  Schenectady, NY
  Liberty, NY
  Ellenville, NY
  Buffalo, NY
  Batavia, NY
  Latham, NY
  Buffalo, NY
  Tonawanda, NY
  Buffalo, NY
  Tonawanda, NY
  Niagara, NY
  Buffalo, NY
  Albion, NY
  Buffalo, NY
  Berlin, NY
  Montgomery, NY
  Washingtonville, NY
  Syracuse, NY
  Saugerties, NY
  Albany, NY
  Port Jervis, NY
  Schenectady, NY
  Utica, NY
  Saratoga, NY
  Grahamsville, NY
  Shokan, NY
  Ithaca, NY
  Averill Park, NY
  Schoharie, NY
  Central Square, NY
  New Lebanon, NY
  Fort Plain, NY
  Wallkill, NY
  Whitesboro, NY
  Manlius, NY
  Rotterdam, NY
  Delmar, NY
  Newburgh, NY
  Nassau, NY
  Buffalo, NY
  Niagara Falls, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Getzville, NY
  Elma, NY
  Newfane, NY
  Kenmore, NY
  Cheektowaga, NY
  Syracuse, NY
  Germantown, NY
  Poughkeepsie, NY
  Kingston, NY
  Syracuse, NY
  Loudonville, NY
  Syracuse, NY
  Syracuse, NY
  Amsterdam, NY
  Callicoon, NY
  Utica, NY
  Syracuse, NY
  Schenectady, NY
  East Greenbush, NY
  Chatham, NY
  Johnstown, NY
  Camillus, NY
  Seneca Falls, NY
  Goshen, NY
  Richfield, NY
  Hudson, NY
  Camden, NY
  Latham, NY
  Cicero, NY
  Troy, NY
  W. Seneca, NY
  Niagara Falls, NY
  Buffalo, NY
  Medina, NY
  Depew, NY
  Hamburg, NY
  Williamsville, NY
  Depew, NY
  Depew, NY
  Kingston, NY
  Fayetville, NY
  Albany, NY
  Fulton, NY
  Middletown, NY
  Liverpool, NY
  Latham, NY
  Woodstock, NY
  Baldwinsville, NY
  Newburgh, NY
  Albany, NY
  Ithaca, NY
  Cohoes, NY
  Narrowsburg, NY
  Holland Patent, NY
  Cairo, NY
  Ilion, NY
  Syracuse, NY
  Little Falls, NY
  Pine Island, NY
  Vails Gate, NY
  White Lake, NY
  Orchard Park, NY
  E. Aurora, NY
  Niagara, NY
  Lewiston, NY
  Williamsville, NY
  Buffalo, NY
  Rochester, NY
  Rochester, NY
  Greenville, NY
  Monticello, NY
  Roscoe, NY
  W. Winfield, NY
• 2002-08-28 → 2004-09-16
  Quick & Reilly, Inc.
  Birmingham, MI

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-07
• S63 Uniform Securities Agent State Law Examination
  1992-02-21