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Sheldon Clyde Drake

Osaic Wealth, Inc.

Chesterfield, VA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-09-01
  • VA RA
    APPROVED
    Since 2023-09-01

Branch Locations

8107 Sidlaw Hills Terrace, Chesterfield, VA 23838 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Drake Hughes & Associates Chesterfield VA 01/2001 Present
Sagepoint Financial Chesterfield VA 06/2015 Present
Osaic Wealth, Inc. Chesterfield VA 09/2023 Present
  • 01/2001 → Present
    Drake Hughes & Associates
    Chesterfield, VA
  • 06/2015 → Present
    Sagepoint Financial
    Chesterfield, VA
  • 09/2023 → Present
    Chesterfield, VA
Previous Registrations
  • 2015-06-08 → 2023-09-01
    Osaic Services, Inc.
    Chesterfield, VA
    Chesterfield, VA
    Phoenix, AZ
  • 2014-10-01 → 2015-06-10
    Questar Asset Management, Inc.
    Minneapolis, MN
    Chesterfield, VA
Other Businesses

1. BRAYSHAW FINANCIAL GROUP, LLC; POSITION: REGISTERED INVESTMENT ADVISOR; NATURE: LLC. BEN BRAYSHAW OF BRAYSHAW FINANCIAL IS MY SECURITIES SUPERVISOR AND BRAYSHAW FINANCIAL IS ALSO AN FMO FOR FIXED AND INDEXED INSURANCE PRODUCTS. I WILL REPRESENT THEIR FIRM IN VIRGINIA; INVESTMENT RELATED: YES; NUMBER OF HOURS: 40; SECURITIES TRADING HOURS: 40; START DATE: 06/08/2015; ADDRESS: 8107 SIDLAW HILLS TER, CHESTERFIELD VA 23838; DESCRIPTION: REPRESENT BRAYSHAW FINANCIAL IN VIRGINIA AND MARKET MY SECURITIES BUSINESS UNDER THEIR NAME. 2. DRAKE HUGHES AND ASSOCIATES; POSITION: BROKER; NATURE: SOLE PROPRIETORSHIP; INVESTMENT RELATED: YES; NUMBER OF HOURS: 120; SECURITIES TRADING HOURS: 100; START DATE: 01/01/2000; ADDRESS: 8107 SIDLAW HILLS TER, CHESTERFIELD VA 23838; DESCRIPTION: INSURANCE AGENT OFFERING FIXED ANNUITIES, DISABLILITY, HEALTH, LIFE, EMPLOYEE BENEFITS, AND LONG TERM CARE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-02-22
S65 Uniform Investment Adviser Law Examination 1992-04-13
  • S63 Uniform Securities Agent State Law Examination
    1993-02-22
  • S65 Uniform Investment Adviser Law Examination
    1992-04-13
Designations

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