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Mark Andrew Barausky

Advisors Asset Management, Inc.

Princeton, NJ

Tampa, FL

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-24
  • FL RA
    APPROVED
    Since 2023-10-24

Branch Locations

300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc Houston TX 12/2012 06/2019
Unemployed Tampa FL 06/2019 08/2019
Leader Capital Corp. Vancouver WA 08/2019 06/2020
The Prudential Insurance Company Of America Tampa FL 06/2020 06/2021
Prudential Annuities Distributors, Inc Tampa FL 06/2020 06/2021
New York Life Tampa FL 06/2021 10/2023
Advisors Asset Management, Inc Monument CO 10/2023 Present
  • 12/2012 → 06/2019
    Invesco Distributors, Inc
    Houston, TX
  • 06/2019 → 08/2019
    Unemployed
    Tampa, FL
  • 08/2019 → 06/2020
    Leader Capital Corp.
    Vancouver, WA
  • 06/2020 → 06/2021
    The Prudential Insurance Company Of America
    Tampa, FL
  • 06/2020 → 06/2021
    Prudential Annuities Distributors, Inc
    Tampa, FL
  • 06/2021 → 10/2023
    New York Life
    Tampa, FL
  • 10/2023 → Present
    Advisors Asset Management, Inc
    Monument, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-18
S63 Uniform Securities Agent State Law Examination 1992-03-16
  • S65 Uniform Investment Adviser Law Examination
    2013-03-18
  • S63 Uniform Securities Agent State Law Examination
    1992-03-16
Other Names
  • Mark Andrew Barausky
  • Mark Barausky
  • Mark A Barausky

View on SEC IAPD

Other Firms

BLACKROCK INVESTMENT MANAGEMENT, LLC
SONGBIRD CAPITAL, LLC
J.P. MORGAN SECURITIES LLC
SYSTEMATIC ALPHA INVESTMENTS, LLC
PNC WEALTH MANAGEMENT LLC
RBC CAPITAL MARKETS, LLC
WATERMARK GROUP, INC.
PRINCETON EQUITY GROUP

Other Investors

DAVID WILLIAM SMITH
JOHN FRANCIS RYAN
ERICA DORAY SEREMETA
DUANE THOMAS LIEDL
MANUEL DAVID SEIDNER
RICHARD DALE WOLFE
MICHAEL JON HEILBRONN
ANGELA MARIE LIBRIZZI

Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

More in Princeton, NJ

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