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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-14 |
Branch Locations
303 International Cir Ste 105, Cockeysville, MD 21030 • United States
105-2 East Central Ave, Federalsburg, MD 21632 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Federalsburg | MD | 01/1992 | 11/2024 |
| Lpl Enterprise, Llc | Federalsburg | MD | 11/2024 | Present |
1) 08/26/2024- Real Estate Rental- Riverview Investments, LLC- I manage the property, find tenants, negotiate leases, collect rent, pay bills and oversee the maintenance of the property. 116 S. Main St. Federalsburg, MD 21632- INV Related- At Federalsburg, MD- Start date 06/26/2002- 5 HRS MTH- 0 HRS During Trading 2) 08/26/2024- Creekside Rentals, LLC- Real Estate Rental- I own/manage the 4 unit mixed used rental property. I choose tenants, sign leases, collect rent, pay bills and oversee the maintenance of the property. The address of the property is 105 E. Central Ave., Federalsburg, MD 21632- At Federalsburg, MD- Start date 07/02/2007- 5 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-09 |
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