Joshua A Swenson

Current Employers

Employment History

• 11/2009 → Present
  Retirement Plan Solutions
  Waukesha, WI
• 11/2010 → 05/2019
  Lpl Financial Llc
  Delafield, WI
• 12/2010 → Present
  Independent Financial Partners
  Delafield, WI
• 05/2019 → Present
  Ifp Securities, Llc
  Waukesha, WI

Other Businesses

(1) 12/02/2010: RETIREMENT PLAN SOLUTIONS - DBA - INV REL - At Reported Business Location(s) - INVESTMENT ADVISOR REPRESENTATIVE, FUND SCREENINGS, PROPOSAL PREPARATION, PLACING TRADES, HELPING CLIENTS WITH QUESTIONS, RANDOM OFFICE TASKS. - 100% OF TIME SPENT (2) 12/13/2013: QUANTUM SOLUTIONS, INC. - ADMINISTRATIVE DUTIES ONLY - INV REL - At Reported Business Location(s) - I WILL BE PRE-FILLING/COMPLETING APPLICATIONS FOR NON-VARIABLE LIFE INSURANCE, FIXED ANNUITIES, AND LONG-TERM CARE POLICIES. I WILL ALSO BE CONTACTING CLIENTS TO OBTAIN THE NECESSARY INFORMATION TO PRE-FILL/COMPLETE THESE APPLICATIONS. - 3% OF TIME SPENT (3) 04/01/2014: RPS Pensionmark - DBA - INV REL - At Reported Business Location(s) (4) 09/22/2014 - INDEPENDENT FINANCIAL PARTNERS - REGISTERED INVESTMENT ADVISOR DBA - RETIREMENT PLAN SOLUTIONS - INV REL - At Reported Business Location(s) - Start 12/07/2010 - IAR - 160 Hr/Mo; 160 Hours During Securities Trading (5) 8/30/2022 - Wisconsin Youth Soccer Association (WYSA) - not investment related - 10427 West Lincoln Avenue, Suite 1100 West Allis, WI 53227 - Non-Profit 501(c)(3) - independent contractor/referee - start 9/10/2022 - 10 hours/month - referee for youth soccer games, typically age 14 and under.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-30
• S63 Uniform Securities Agent State Law Examination
  2008-04-10