Stuart Elliott Roberts

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 05/2022
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
• 05/2022 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2012-09-21 → 2022-05-24
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
  Hamilton, AL
  Guin, AL
  Tuscaloosa, AL
  Tuscaloosa, AL
  Northport, AL
  Tuscaloosa, AL
  Birmingham, AL
• 2006-07-28 → 2012-09-28
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 1993-02-08 → 2006-08-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL
  Birmingham, AL

Other Businesses

Estate Planning Council of Birmingham , Birmingham, AL 35201, Paying Member, attend meeting and learn, 01/01/2026 1HR/Mo. Mountain Brook Chamber of Commerce 101 Hoyt Ln, Mountain Brook, AL 35213, Paying Member, pay dues, 01/01/2025, 1Hr/MO, Birmingham Bicycle CLub, Member, ride bicycle, 01/01/2026, 40HR/MO., Randonneurs RUSA, Member, ride long bicycle rides, 01/01/2026, 5HRS/MO.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-08-18
• S63 Uniform Securities Agent State Law Examination
  1992-01-15