Vicki Andrews

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-16
WA	RA	APPROVED	2026-06-16

TX RA
APPROVED

Since 2026-06-16
WA RA
APPROVED

Since 2026-06-16

Branch Locations

1301 A Street Suite 300, Tacoma, WA 98402 • United States

Des Moines, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kms Financial Services, Inc.	Seattle	WA	01/2006	07/2020
Waddell & Reed, Inc.	Normandy Park	WA	07/2020	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Des Moines	WA	07/2020	07/2021
Vicki Andrews - Tax Prep	Normandy Park	WA	01/2006	07/2021
Lpl Financial Llc	Normandy Park	WA	07/2021	06/2026
Morgan Stanley Smith Barney Llc	Tacoma	WA	06/2026	Present
Morgan Stanley Private Bank, N.A.	New York	NY	08/2026	Present

01/2006 → 07/2020

Kms Financial Services, Inc.

Seattle, WA
07/2020 → 07/2021

Waddell & Reed, Inc.

Normandy Park, WA
07/2020 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Des Moines, WA
01/2006 → 07/2021

Vicki Andrews - Tax Prep

Normandy Park, WA
07/2021 → 06/2026

Lpl Financial Llc

Normandy Park, WA
06/2026 → Present

Morgan Stanley Smith Barney Llc

Tacoma, WA
08/2026 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2021-07-21 → 2026-07-09

Lpl Financial Llc

Des Moines, WA

Seattle, WA
2020-07-20 → 2021-07-21

Waddell & Reed

Normandy Park, WA

Seattle, WA
2007-07-02 → 2020-07-20

Kms Financial Services, Inc.

Seattle, WA

Des Moines, WA

Other Businesses

(1) 702529 / Andrews & Associates / Investment Related / Normandy Park, WA / Investment, Finance, Banking / Sole Proprietor, Owner / Start 01-January-2001 / During business hours: 0; After business hours: 1 / Accounting, Bookkeeping. (2) 702532 / Rental Properties / Not Investment Related / Seattle, WA / Rental Property / Sole Proprietor, Owner / Start 01-January-2019 / 0 hours / Property owner.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-22
S63	Uniform Securities Agent State Law Examination	1993-11-09

S66 Uniform Combined State Law Examination

2006-08-22
S63 Uniform Securities Agent State Law Examination

1993-11-09

Other Names

Vicki Xiong

View on SEC IAPD