Colin Michael Mccoy

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1991 → 08/2023
  Securian Financial Services, Inc
  St. Paul, MN
• 12/1991 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 08/1992 → Present
  Self-Employed
  Greenwood Village, CO
• 09/2000 → 11/2017
  Gcg Financial Inc.
  Greenwood Village, CO
• 09/2000 → 11/2017
  Gcg Financial Employee Benefits
  Greenwood Village, CO
• 11/2017 → Present
  Tax & Financial Group
  Centennial, CO
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Centennial, CO
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1999-01-01 → 2023-08-10
  Securian Financial Services, Inc.
  Englewood, CO
  Greenwood Village, CO
  Centennial, CO
  Newport Beach, CA
  St. Paul, MN

Other Businesses

1. TFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1992 ADDRESS: , Centennial CO , United States DESCRIPTION: Agent/Broker 2.NAME OF OTHER BUSINESS: COLIN MCCOY 23A, INVESTMENT RELATED: NO, ADDRESS: 1063 VAIL VIEW DRIVE #23A, VAIL, CO, 81657, NATURE OF BUSINESS: REAL ESTATE, START DATE:11/2017, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: OWNER AND PROPERTY MANAGER OF RENTAL CONDO; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/1992; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-14
• S63 Uniform Securities Agent State Law Examination
  1992-01-30