Best Investors Account Sign in

Patrick M Dever

Stifel, Nicolaus & Company, Incorporated

West Chester, PA

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-10-31
  • PA RA
    APPROVED
    Since 2014-10-31

Branch Locations

15 East Gay Street, West Chester, PA 19380 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc West Chester PA 10/2014 Present
  • 10/2014 → Present
    Stifel Nicolaus & Co Inc
    West Chester, PA
Previous Registrations
  • 2009-06-01 → 2014-11-13
    Morgan Stanley
    Newtown Square, PA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    West Chester, PA
  • 2006-04-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    West Chester, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-22
S63 Uniform Securities Agent State Law Examination 1992-02-06
  • S65 Uniform Investment Adviser Law Examination
    1992-07-22
  • S63 Uniform Securities Agent State Law Examination
    1992-02-06

View on SEC IAPD

Other Firms

WEALTHCARE ADVISORY PARTNERS LLC
WEALTHCARE CAPITAL PARTNERS, LLC
LPL FINANCIAL LLC
WEALTHCARE CAPITAL MANAGEMENT LLC
KEY FINANCIAL, INC.
TRUIST ADVISORY SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
FINANCIAL COACH

Other Investors

STEPHEN VINCENT MCGUIRE
SMITHA THOMAS
TODD ANTHONY SCORZAFAVA
HENRY JOHN SAUR
JAMES JOSEPH KRAUSE
Stefan Nensala
Charles Dan Gray
Douglas Edward Grom

Other Offices

WEALTHCARE ADVISORY PARTNERS LLC · WEST CHESTER, PA
WEALTHCARE CAPITAL PARTNERS, LLC · WEST CHESTER, PA
LPL FINANCIAL LLC · WEST CHESTER, PA
WEALTHCARE ADVISORY PARTNERS LLC · Westchester, PA
WEALTHCARE CAPITAL MANAGEMENT LLC · WEST CHESTER, PA
KEY FINANCIAL, INC. · WEST CHESTER, PA
TRUIST ADVISORY SERVICES, INC. · WEST CHESTER, PA
WELLS FARGO CLEARING SERVICES, LLC · WEST CHESTER, PA

More in West Chester, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor