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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-25 |
| CA | RA | APPROVED | 2009-02-26 |
| PA | RA | APPROVED | 2008-12-08 |
Branch Locations
1650 Crooked Oak Drive Suite 100, Lancaster, PA 17601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Lancaster | PA | 11/2008 | Present |
1) REAL ESTATE RENTAL PROPERTY, 133 N. PINE STREET, LANCASTER, PA, 1/2 OWNER, 4 HRS. PER MONTH, COMPENSATED. 2) National Ambucs, Inc; 501C3 organization providing help for physical, occupational therapy; 4285 Regency Dr., Greensboro, NC 27410; start date: 11/17/2019; Oversight Committee; reviewing AMBUCS investments. Not compensated, 1hr per month; Investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-31 |
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