Doyle Eugene Walters

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → Present
  Axa Advisors, Llc
  Fort Worth, TX
• 07/2020 → 06/2024
  Securities America, Inc.
  Aledo, TX
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Aledo, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Aledo, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Aledo, TX

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Aledo, TX
• 2009-12-14 → 2020-07-17
  Investacorp Advisory Services Inc
  Aledo, TX
  Fort Worth, TX
• 2008-09-08 → 2009-12-21
  Equitable Advisors, Llc
  Fort Worth, TX
• 2002-05-07 → 2003-06-09
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX
• 2000-08-14 → 2002-05-24
  Ubs Financial Services Inc.
  Fort Worth, TX

Other Businesses

WALTERS FINANCIAL SERVICES POSITION: ADVISOR/INSURANCE NATURE: INSURANCE BUSINESS FOR LIFE, LTC, AND FIXED, FIXED INDEXED, REGISTERED INDEXED LINKED, AND VARIABLE ANNUITIES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/30/1992 ADDRESS: 236 E TERRACE CT, ALEDO TX 76008, United States DESCRIPTION: INTERVIEW POTENTIAL CLIENTS AND CURRENT CLIENTS TO DETERMINE IF THERE IS A NEED FOR AN INSURANCE PRODUCT IN THEIR PORTFOLIO. IF SO, AFTER GATHERING DATA, PRESENT THEM WITH SEVERAL OPTIONS AND STRATEGIES THAT MIGHT BE EFFICACIOUS FOR THEIR NEEDS FOR GROWTH, INCOME, OR PROTECTION FOR FAMILY, TIME HORIZON, RISK TOLERANCE, LIQUIDITY NEEDS AND ESTATE CONSIDERATIONS. WALTERS FINANCIAL SERVICES POSITION: ADVISOR NATURE: INVESTMENT ADVISOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 4 START DATE: 10/01/1995 ADDRESS: 236 E TERRACE CT, ALEDO TX 76008, United States DESCRIPTION: MEET WITH CURRENT AND PROSPECTIVE CLIENTS, GATHER FACTS AND DATA REGARDING THEIR NEED FOR INCOME, GROWTH, PROTECTION, TIME HORIZON, ESTATE ISSUES, AND FEE/COMMISSION SENSITIVITY, THEIR PERCEPTION OF THE FUNCTION AND SERVICES THEY EXPECT AND REQUIRE FROM A FINANCIAL PROFESSIONAL. THEN GATHER OTHER RELEVANT FACTS TO DETERMINE WHETHER THEY WILL BENEFIT FROM ADVISORY SERVICES VS BROKERAGE SERVICES. DBA - Walters Financial Services

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-22
• S63 Uniform Securities Agent State Law Examination
  1992-01-27

Other Names

• Doyle Eugene Jr Walters
• Doyle Eugene Walters