Marcia M Mazingo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 11/2009 → Present
  Bank Of America, N.A.
  Houston, TX

Previous Registrations

• 2007-04-02 → 2008-05-06
  Morgan Stanley & Co. Llc
  The Woodlands, TX
• 1999-08-23 → 2007-04-02
  Morgan Stanley Dw Inc.
  The Woodlands, TX
  Thewoodlands, TX

Other Businesses

I*2659274, Entity Type: Entity Charitable, Name of OBA: Houston NW Delta Gamma Alumna, Address: Columbus, Ohio, 43221, Investment Related: N, Position, Title, Association: Committee, Board Member, Employee State Date: 07/25/2025, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Reporting Volunteer Hours Organizing Prevent Blindness Walk, Fraternity

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-08
• S63 Uniform Securities Agent State Law Examination
  1992-03-19

Other Names

• Marcia Monique Stoll