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Thomas Franklin Paolozzi

Alexander Capital Advisors, LLC

New Canaan, CT

CRD 2201791

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Employer firm

Alexander Capital Advisors, LLC CRD 140508

$104M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Alexander Capital Advisors, Llc

125 Elm Street, New Canaan, CT 06840-0201 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2006-05-16
  • CT RA
    APPROVED
    Since 2006-05-16

Branch Locations

125 Elm Street, New Canaan, CT 06840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alexander Capital Advisors, Llc New Canaan CT 03/2006 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-17
S63 Uniform Securities Agent State Law Examination 1992-01-30
  • S65 Uniform Investment Adviser Law Examination
    1992-12-17
  • S63 Uniform Securities Agent State Law Examination
    1992-01-30
Other Names
  • Thomas Franklin Paolozzi
  • Thomas Franklin Paolozzi

View on SEC IAPD

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