Gary Douglas Pollock

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1985 → Present
  Midland Nat. Life Ins.
  Sioux Falls, SD
• 02/2002 → Present
  Sigma Planning Corp.
  Lakewood, WA
• 08/2014 → Present
  Parkland Securities, Llc
  Ann Arbor, MI

Other Businesses

1. ALL LINES OF INSURANCE, LTC, ANNUITIY SALES THRU VARIOUS CARRIERS. 2. OWNER OF RENTAL HOUSES. 3. President - BEST Dollars for Scholars, Graham, WA. BEST is a non-profit 503c that provides scholarships for seniors graduating from local school district. Help with raffle and present scholarship at award ceremony. Start date: 1/8/19 for a 1 year term. Approx. 1-2 hrs/mo, none during mkt hrs. Not investment related and no access to funds.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-13
• S63 Uniform Securities Agent State Law Examination
  1991-12-26

Designations

• Certified Financial Planner

Other Names

• Gary Douglasd Pollock