Best Investors Account Sign in
Inactive

James Steven Leggott

Ascent Advisors

Maple Grove, MN

Claim This Profile
Current Employers
Ascent Advisors

1600 Madison Avenue Suite 103, Mankato, MN 56001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-12-10
  • MN RA
    APPROVED
    Since 2025-12-10

Branch Locations

7094 East Fish Lake Rd, Maple Grove, MN 55311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Premier Financial, Inc Plymouth MN 02/2003 01/2017
Secure Investment Managment, Llc Tucson AZ 02/2016 03/2019
J.D. Mellberg Financial Tucson AZ 04/2015 06/2020
Specialized Advisors Llc Dallas TX 03/2019 10/2019
20/20 Financial Wayzata MN 06/2020 12/2024
Corestone Wealth Management Llc Maple Grove MN 08/2024 Present
Ascent Advisors Llc Maple Grove MN 12/2025 Present
  • 02/2003 → 01/2017
    Premier Financial, Inc
    Plymouth, MN
  • 02/2016 → 03/2019
    Secure Investment Managment, Llc
    Tucson, AZ
  • 04/2015 → 06/2020
    J.D. Mellberg Financial
    Tucson, AZ
  • 03/2019 → 10/2019
    Specialized Advisors Llc
    Dallas, TX
  • 06/2020 → 12/2024
    20/20 Financial
    Wayzata, MN
  • 08/2024 → Present
    Corestone Wealth Management Llc
    Maple Grove, MN
  • 12/2025 → Present
    Ascent Advisors Llc
    Maple Grove, MN
Previous Registrations
Other Businesses

licensed to sell insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-05
S63 Uniform Securities Agent State Law Examination 2003-01-23
  • S65 Uniform Investment Adviser Law Examination
    2016-01-05
  • S63 Uniform Securities Agent State Law Examination
    2003-01-23
Other Names
  • Jim S Leggott

View on SEC IAPD

Other Firms

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC
MHS ADVISORY SERVICES, LLC
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
DORVAL & CHORNE FINANCIAL ADVISORS
J.P. MORGAN SECURITIES LLC
CORECAP ADVISORS
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

KRISTINA MARIE BENTZEN
Mason DeJoy
Sean F. Grote
JEFFREY ROLAND SELLS
THOMAS RALPH HOKR
JOHN CHRISTOPHER SHERWIN
MATTHEW CHARLES SPICZKA
JASON M LACH

Other Offices

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC · MAPLE GROVE, MN
MHS ADVISORY SERVICES, LLC · MAPLE GROVE, MN
OSAIC WEALTH, INC. · MAPLE GROVE, MN
OSAIC WEALTH, INC. · MAPLE GROVE, MN
LPL FINANCIAL LLC · MAPLE GROVE, MN
LPL FINANCIAL LLC · MAPLE GROVE, MN
DORVAL & CHORNE FINANCIAL ADVISORS · MAPLE GROVE, MN
LPL FINANCIAL LLC · MAPLE GROVE, MN

More in Maple Grove, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor