James Steven Leggott

Employer firm

Ascent Advisors CRD 335353

$101M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• DST CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → 01/2017
  Premier Financial, Inc
  Plymouth, MN
• 02/2016 → 03/2019
  Secure Investment Managment, Llc
  Tucson, AZ
• 04/2015 → 06/2020
  J.D. Mellberg Financial
  Tucson, AZ
• 03/2019 → 10/2019
  Specialized Advisors Llc
  Dallas, TX
• 06/2020 → 12/2024
  20/20 Financial
  Wayzata, MN
• 08/2024 → Present
  Corestone Wealth Management Llc
  Maple Grove, MN
• 12/2025 → Present
  Ascent Advisors Llc
  Maple Grove, MN

Previous Registrations

• 2024-10-15 → 2025-12-31
  Corestone Wealth Management Llc
  Maple Grove, MN
• 2019-11-01 → 2025-02-05
  Brookstone Capital Management Llc
  Wheaton, IL
  Wayzata, MN
  Plymouth, MN
• 2019-03-12 → 2019-10-22
  Specialized Advisors
  Wayzata, MN
  Dallas, TX
• 2016-02-11 → 2019-03-11
  Secure Investment Management, Llc
  Minnetonka, MN
  Tucson, AZ

Other Businesses

licensed to sell insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-05
• S63 Uniform Securities Agent State Law Examination
  2003-01-23

Other Names

• Jim S Leggott