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Nicholas Paul Mamula

Osaic Wealth, Inc.

Steubenville, OH

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-09-01
  • OH RA
    APPROVED
    Since 2023-09-01

Branch Locations

501 Washington Street Suite 201, Steubenville, OH 43952 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Osaic Wealth, Inc. Steubenville OH 09/2023 Present
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 09/2023 → Present
    Steubenville, OH
Previous Registrations
  • 2008-10-31 → 2023-09-01
    Osaic Services, Inc.
    Steubenville, OH
  • 2004-10-15 → 2008-10-31
    American General Securities Incorporated
    Steubenville, OH
    Houston, TX
    Steubenville, OH
Other Businesses

1) NICHOLAS MAMULA, YES, 501 WASHINGTON ST. STE 201 STEUBENVILLE, OHIO 43953 INDEPENDENT INSURANCE SALES, COMMENCED 03/2003, SOLE PROPRIETORSHIP, INVESTMENT RELATED, 2 HOURS/MONTH TIME SPENT, 100% OWNERSHIP, AGENT/REPRESENTATIVE 2) NICK MAMULA POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2003 ADDRESS: 501 Washington Street, Steubenville OH 43953, United States DESCRIPTION: Sell fixed annuities , term or whole lifeinsurance. 3) TESTAMENTARY TRUST UNDER ITEM V OF EILEEN K MAMULA ESTATE POSITION: Trustee NATURE: This is an irrevocable testamentary trust that lasts until Samantha M Mamulareaches the age of 21 per Item V of the Eileen K Mamula Estate. The trust's sole objective is to invest and spend money solely for Samantha M Mamula's benefit until she reachesage 21. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/24/2022 ADDRESS: 501 Washington St, Suite 201, Steubenville OH 43952, United States DESCRIPTION: As court appointed trustee, my responsibilities include: investing the money, filing an annual tax return for the trust,spending any money for her benefit and keeping records of such activity for an annual report to the probate court. Samantha M Mamula is my daughter.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1992-04-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1992-04-14
Other Names
  • Nicholas Paul Mamula
  • Nick Mamula

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