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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-01 |
Branch Locations
501 Washington Street Suite 201, Steubenville, OH 43952 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Steubenville | OH | 09/2023 | Present |
1) NICHOLAS MAMULA, YES, 501 WASHINGTON ST. STE 201 STEUBENVILLE, OHIO 43953 INDEPENDENT INSURANCE SALES, COMMENCED 03/2003, SOLE PROPRIETORSHIP, INVESTMENT RELATED, 2 HOURS/MONTH TIME SPENT, 100% OWNERSHIP, AGENT/REPRESENTATIVE 2) NICK MAMULA POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2003 ADDRESS: 501 Washington Street, Steubenville OH 43953, United States DESCRIPTION: Sell fixed annuities , term or whole lifeinsurance. 3) TESTAMENTARY TRUST UNDER ITEM V OF EILEEN K MAMULA ESTATE POSITION: Trustee NATURE: This is an irrevocable testamentary trust that lasts until Samantha M Mamulareaches the age of 21 per Item V of the Eileen K Mamula Estate. The trust's sole objective is to invest and spend money solely for Samantha M Mamula's benefit until she reachesage 21. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/24/2022 ADDRESS: 501 Washington St, Suite 201, Steubenville OH 43952, United States DESCRIPTION: As court appointed trustee, my responsibilities include: investing the money, filing an annual tax return for the trust,spending any money for her benefit and keeping records of such activity for an annual report to the probate court. Samantha M Mamula is my daughter.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-14 |
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