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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-04-07 |
| TX | RA | APPROVED_RES | 2008-03-18 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
709 E Telegraph St, Carson City, NV 89701 • United States
1999 S Bascom Ave Ste 700, Campbell, CA 95008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Campbell | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Campbell | CA | 03/2020 | Present |
Board of Directors; SHELLEY ESTATES HOA; PRESIDENT; 188-198 SHELLEY AVECAMPBELL, CA 95008, ,; Not Investment-Related; 08/01/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-12-16 |
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