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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-21 |
| MN | RA | APPROVED | 2013-11-05 |
| SD | RA | APPROVED | 2011-06-27 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States
7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Minneapolis | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 11/2016 | Present |
BRENWOOD CONDO ASSOCIATION; NOT INV. RELATED; MINNETONKA, MN; BOARD MEMBER; HOA; START DATE 11/1/2023; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND ANNUAL MEETINGS AND HELP DETERMINE BUDGET SPENDING TO MAINTAIN CONDOS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-02 |
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