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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-21
MN RA APPROVED 2013-11-05
SD RA APPROVED 2011-06-27
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2026-05-21
  • MN RA
    APPROVED
    Since 2013-11-05
  • SD RA
    APPROVED
    Since 2011-06-27
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 Present
Previous Registrations
  • 2004-06-14 → 2011-01-03
    Wells Fargo Investments, Llc
    Saint Paul, MN
    Bloomington, MN
    Bloomington, MN
    Minnetonka, MN
Other Businesses

BRENWOOD CONDO ASSOCIATION; NOT INV. RELATED; MINNETONKA, MN; BOARD MEMBER; HOA; START DATE 11/1/2023; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND ANNUAL MEETINGS AND HELP DETERMINE BUDGET SPENDING TO MAINTAIN CONDOS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-10
S63 Uniform Securities Agent State Law Examination 1992-03-02
  • S65 Uniform Investment Adviser Law Examination
    2003-06-10
  • S63 Uniform Securities Agent State Law Examination
    1992-03-02

View on SEC IAPD

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