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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-08-20 |
| TX | RA | APPROVED_RES | 2026-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Independent Advisors, Llc | Inver Grove Hts | MN | 08/2004 | 08/2026 |
| Equitable Advisors, Llc | Eagan | MN | 08/2026 | Present |
1. Personal rental property; 126 Logan Ave. Turtle Lake WI 54889; Small house, rental property; Owner of house; collects rent and maintains property; affiliation started 01/02/2017; 5.0 hours per year; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-30 |
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