Todd William Sivak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → 03/2020
  Massmutual Life Insurance Company
  Springfield, MA
• 01/2001 → 04/2020
  Mml Investors Services
  Oconomowoc, WI
• 04/2020 → Present
  Lpl Financial Llc
  Oconomowoc, WI

Previous Registrations

• 2001-01-08 → 2020-04-21
  Mml Investors Services, Llc
  Milwaukee, WI
  Oconomowoc, WI
  Madison, WI
  Milwaukee, WI
  Madison, WI
  Delafield, WI
  Oconomowoc, WI
  Delafield, WI
  Delafield, WI

Other Businesses

1) 4/17/2020- GBU Financial Life-Non-Variable Insurance- Agent for Fixed annuities- Oconomowoc, WI- start dat 1/1/2001- 15hrs/mth- 10% 2) 01/05/2023 - Five Nine Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2022. 3) 05/28/2025 - TODD SIVAK - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:04/17/2020 - 10 Hrs/Mth - 1 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-09
• S63 Uniform Securities Agent State Law Examination
  1992-01-17

Other Names

• Todd W Sivak