David Brian Patton

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2025-01-24

LA RA
APPROVED

Since 2025-01-24

Branch Locations

St. Francisville, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Securities Corporation	St Francisville	LA	07/2008	01/2025
Osaic Wealth, Inc.	St. Francisville	LA	01/2025	Present

07/2008 → 01/2025

Lincoln Financial Securities Corporation

St Francisville, LA
01/2025 → Present

Osaic Wealth, Inc.

St. Francisville, LA

Previous Registrations

2006-12-07 → 2025-01-24

Osaic Fs, Inc.

Baton Rouge, LA

St. Francisville, LA

Other Businesses

D. Brian Patton/Advisors Financial Group, 4973 US Highway 61, Saint Francisville, LA Category: Insurance Investment-Related: Yes Title: Sole Proprietor Duties: Offer Accident, Disability, Long Term Care and Traditional Life Insurance; Fixed and Indexed Annuities Start Date: 1/2006 Hours per month: 80 Hours per month during trading hours: 60