David John Cichan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 12/2009 → Present
  Bank Of America, N.A.
  Charlotte, NC

Previous Registrations

• 2001-12-31 → 2007-07-30
  Citigroup Global Markets Inc.
  Charlotte, NC
  Charlotte, NC

Other Businesses

(1)D. CICHAN & R. CIAMAICHELA TTEE CECELIA CROCKER 7400 WILLESDEN LN. CHARLOTTE NORTH CAROLINA 28277. TRUSTEE.BANKING CHECK WRITING INVESTMENT ADVICE MONEY MANAGEMENT SECURITIES. START DATE-07-AUG-2007; HRS/MO-1-10;HRS/TRD-1-10;NOT INVESTMENT RELATED. (2)I*57306 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ANTHONY B. CICHAN, TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: P.O. BOX 2122, BONITA SPRINGS, FLORIDA 34133 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 40483 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: THIS IS MY FATHER'S ACCOUNT, I AM THE CO-TRUSTEE. IN ADDITION TO CASH & SECURITIES, RENTAL INCOME FROM INVESTMENT PROPERTIES WILL BE DEPOSITED INTO THIS ACCOUNT. I HAVE INVOKED POWER OF ATTORNEY ON MY FATHER'S FINANCIAL AFFAIRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-08-26
• S63 Uniform Securities Agent State Law Examination
  1992-01-13