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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2009-09-08 |
| TX | RA | APPROVED_RES | 2009-09-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Joplin | MO | 09/2009 | Present |
1. 10/21/2011: NON-VARIABLE INSURANCE - ON A LIMITED BASIS, I SELL TERM LIFE INSURANCE TO EXISTING CLIENTS PRIMARILY THROUGH LPL INSURANCE ASSOCIATES. - 5% OF TIME SPENT - JOPLIN, MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-25 |
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