Alice Catherine Baboushkin

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-12-17
TX	RA	APPROVED	2024-03-21
FL	RA	APPROVED	2024-02-27

NJ RA
APPROVED

Since 2024-12-17
TX RA
APPROVED

Since 2024-03-21
FL RA
APPROVED

Since 2024-02-27

Branch Locations

Delray Beach, FL • United States

50 Parsippany Road Suite 301, Parsippany, NJ 07054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	St Cloud	MN	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	01/2024	Present
Pascarella Wealth Partners Llc And Pascarella Wealth Partners	Delray Beach	FL	04/1991	Present

01/2013 → Present

Cetera Advisors Llc

St Cloud, MN
01/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
04/1991 → Present

Pascarella Wealth Partners Llc And Pascarella Wealth Partners

Delray Beach, FL

Other Businesses

1. FIXED INSURANCE, LIFE/DISABILITY/ANNUITIES/LONG-TERM CARE 2. NAME OF OTHER BUSINESS: PASCARELLA WEALTH PARTNERS LLC AND PASCARELLA WEALTH PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/1991, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-05
S63	Uniform Securities Agent State Law Examination	1992-02-13

S65 Uniform Investment Adviser Law Examination

1999-01-05
S63 Uniform Securities Agent State Law Examination

1992-02-13

Designations

Certified Financial Planner

Other Names

Alice Catherine Roman
Alice Catherine Roman

View on SEC IAPD