Best Investors
Account
Sign in
Best Investors
Account
Sign in
7950 Moorsbridge Road Suite 104, Portage, MI 49024 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-03-31 |
Branch Locations
7950 Moorsbridge Road Suite 104, Portage, MI 49024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Kalamazoo | MI | 02/2007 | 02/2018 |
| Lpl Financial Llc | Portage | MI | 02/2018 | Present |
| 626 Financial, Llc | Portage | MI | 03/2021 | Present |
1. 4/6/2021 - 626 Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Started 04/06/2021 - 176 Hours Per Month/143 Hours During Securities Trading - I provide administrative support to 626 Financial, LLC, an independent investment advisor firm. I started this business activity in 04/2021. I expect to spend approximately 176 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-13 |
Reach out to this advisor