James Keith Adams

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1995 → Present
  Adams Consulting Group
  Mendota Heights, MN
• 01/1993 → Present
  Insurance Agent
  Bloomington, MN
• 09/2014 → 06/2021
  Voya Financial Advisors
  Bloomington, MN
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-01-30 → 2021-06-09
  Voya Financial Advisors, Inc.
  Brooklyn Park, MN
  Bloomington, MN
  Bloomington, MN
  Windsor, CT

Other Businesses

NAME OF ENTITY:Adams Consulting Group, LLC; Yes; 1650 WEST 82ND ST STE 1080; BLOOMINGTON; MN; 55431; FINANCIAL SERVICES; Owner; 1/1/1997; 160; 160; provide financial services and In addition to working with corporate clients regarding their employee benefit programs, will prepare and deliver multiple education sessions/workshops for employees and executives to help them better understand their employee/executive benefit plans and how these coordinate with their overall financial/retirement planning.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1650 WEST 82ND ST STE 1080; BLOOMINGTON; MN; 55431; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/15/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-01-10

Designations

• Chartered Financial Consultant