Kelly Powers

Current Employers

Employment History

• 09/2013 → 08/2020
  Equitable Advisors, Llc
  New York, NY
• 08/2020 → 07/2021
  Cetera Investment Services Llc
  St Cloud, MN
• 08/2020 → 07/2021
  Cetera Investment Advisers Llc
  Cheektowaga, NY
• 07/2021 → 11/2023
  Royal Alliance
  Melville, NY
• 07/2021 → 11/2023
  Osaic Wealth, Inc.
  Hauppauge, NY
• 06/2021 → Present
  S&P Associates Of Li Inc Dbas&Pfinancialservices&Dbas&Pfinancial
  Hauppauge, NY
• 07/2021 → Present
  Insurance Sales- Equitable, Mass Mutual & Annuco
  Hauppauge, NY
• 11/2023 → 09/2025
  Avantax Investment Services Inc.
  Hauppauge, NY
• 11/2023 → 09/2025
  Avantax Advisory Services
  Hauppauge, NY
• 11/2023 → 09/2025
  Avantax Insurance Agency, Llc
  Hauppauge, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Hauppauge, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-11-14 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Hauppauge, NY
• 2021-07-16 → 2023-11-16
  Osaic Wealth, Inc.
  Melville, NY
  Hauppauge, NY
  Scottsdale, AZ
• 2020-08-28 → 2021-07-19
  Cetera Investment Advisers Llc
  Melville, NY
• 2014-01-28 → 2020-08-31
  Equitable Advisors, Llc
  Melville, NY
• 1999-07-30 → 2004-10-14
  Ubs Financial Services Inc.
  Melville, NY

Other Businesses

1)S & P ASSOCIATES OF LI, INC. DBA S&P FINANCIAL SERVICES AND DBA S&P FINANCIAL POSITION: VICE PRESIDENT NATURE: WE OFFER CLIENTS, INVESTMENT MANAGEMENT, RETIREMENT PLANNING, ESTATE PLANNING, AND OVERALL FINANCIAL PLANNING THROUGH S&P FINANCIAL SERVICES. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/02/2021 ADDRESS: 1300 VETERANS HIGHWAY, SUITE 120, HAUPPAUGE NY 11788, United States DESCRIPTION: MANAGE AND REVIEW INVESTMENT PORTFOLIOS, MANAGE CLIENT RELATIONSHIPS, REVIEW AND APPROVE TRADES, MONITOR MODELS AND REBALANCE, FINANCIAL PLANNING, RETIREMENT PLANNING, TAX PLANNING 2)INSURANCE SALES- EQUITABLE, MASS MUTUAL AND ANNUCO POSITION: AGENT NATURE: Sales of fixed life insurance to retail and commercial customers.? INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2021 ADDRESS: 1300 VETERANS MEMORIAL HWY, SUITE 120, HAUPPAUGE NY 11788, United States DESCRIPTION: promote the sale of fixed life insurance, prospect clients, process paperwork? 4)FINEST RETIREMENT SERVICES POSITION: FINANCIAL ADVISOR NATURE: TO PROVIDE FINANCIAL SERVICES TO CLIENTS INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/12/2024 ADDRESS: 1300 VETERANS HWY, SUITE 120, HAUPPAUGE NY 11788, United States DESCRIPTION: PROVIDING FINANCIAL SERVICES TO CLIENTS OF FINEST RETIREMENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-01-24
• S66 Uniform Combined State Law Examination
  2001-04-23
• S63 Uniform Securities Agent State Law Examination
  1994-08-08

Designations

Other Names

• Kelly Delaisne Hoffman
• Kelly Delaisne Powers
• Kelly D Powers
• Kelly Hoffman
• Kelly D Hoffman