Robert Lawrence Dwonch

Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 07/2019
  Capital Financial Services, Inc.
  Boise, ID
• 07/2019 → Present
  Calton & Associates, Inc.
  Boise, ID

Previous Registrations

• 2007-03-07 → 2019-07-25
  Capital Financial Services, Inc.
  Boise, ID
  Minot, ND
• 2004-06-30 → 2007-03-07
  United Heritage Financial Services, Inc.
  Meridian, ID
  Boise, ID
• 2002-06-25 → 2004-07-13
  Cetera Advisors Llc
  Boise, ID

Other Businesses

FIXED INSURANCE SALES THROUGH VARIOUS INSURANCE COMPANIES. EX: PENN MUTUAL LIFE, GENWORTH/1ST COLONY LIFE, JACKSON NATIONAL LIFE, TWG/CNA LTC & BISYS INSURANCE SERVICES.DBA INVESTMENT PLANNING SERVICES, LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-28
• S63 Uniform Securities Agent State Law Examination
  1992-06-05

Other Names

• Bob Dwonch