Lloyd Evans Sprague

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 05/2017
  Allianz Life Of North America
  Mpls, MN
• 05/2015 → 05/2017
  Allianz Life Financial Services Llc
  Mpls, MN
• 06/2017 → 11/2025
  Lpl Financial, Llc
  Greenwood Village, CO
• 06/2017 → Present
  Gps Wealth Strategies Group, Llc
  Greenwood Village, CO
• 10/2025 → Present
  Osaic Wealth, Inc.
  Greenwood Village, CO

Previous Registrations

• 2017-11-17 → 2025-11-14
  Gps Wealth Strategies Group, Llc
  Greenwood Village, CO
  Centennial, CO
  Colorado Springs, CO
  Greenwood Village, CO

Other Businesses

1. 06/07/2017 - TRUE WEALTH ADVISORS INC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 70%/ GREENWOOD VILLAGE, CO 2. 07/05/2017 -GPS Wealth Strategies Group, LLC- investment related- At reported business location(s)-Registered Investment Advisor Hybrid-IAR-start 04/22/2014- Hours per month 40/ hours during trading 2- Time spent percent 25%- I provide investment advisory services through GPS Wealth Strategies Group, LLC, an independent investment advisor firm. I started this business activity in 5/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/29/2021 - Columbine Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/3/2022 - 10 Hours Per Month/1 Hours During Securities Trading. 4. SUN MOUNTAIN WEALTH MANAGEMENT POSITION: Owner NATURE: LLC filing as S Corporation. Sun Mountain Wealth Management LLC is the entity that receives commissions and fee revenue from the Broker Dealer. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 9654 Silent Hills Ln, Lone Tree CO 80124, United States DESCRIPTION: Receive payments from B/D and pay staff and expenses related to running the business. 5. SUN MOUNTAIN PROPERTIES POSITION: Owner NATURE: Property Ownership LLC which currently owns no properties. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2000 ADDRESS: 9654 Silent Hills Ln, Lone Tree CO 80124, United States DESCRIPTION: Just an LLC for investment purposes with no properties currently in the LLC. 6. TRUE WEALTH ADVISORS INC. POSITION: Wealth Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/28/2017 ADDRESS: 5299 DTC Blvd #1350, Greenwood Village CO 80111, United States DESCRIPTION: Manage and review client portfolios. Create financial plans.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-17
• S63 Uniform Securities Agent State Law Examination
  1992-01-17

Other Names

• Lloyd Evans Sprague
• Lloyd Evans Sprague