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Current Employers
Intercarolina Financial Services, Inc.

3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-12-08
  • NC RA
    APPROVED
    Since 2010-12-08

Branch Locations

500 Morgan Creek Rd, Chapel Hill, NC 27517 • United States

3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447 • UNITED STATES

3300 Battleground Ave. Suite 330, Greensboro, NC 27410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intercarolina Financial Services Greensboro NC 12/2010 Present
  • 12/2010 → Present
    Intercarolina Financial Services
    Greensboro, NC
Previous Registrations
Other Businesses

I PLAY MANDOLIN IN A BLUEGRASS BAND APPROX 10 HRS PER MONTH. THE NAME OF THE BAND IS GUILTY PLEASURES, MY TITLE IS BAND MEMBER, AND MY DUTIES ARE TO PLAY THE MANDOLIN. THIS IS A NON INVESTMENT RELATED ACTIVITY. THIS ACTIVITY DOES NOT TAKE PLACE DURING SECURITIES TRADING HOURS. THE ADDRESS IS MY HOME 500 MORGAN CREEK RD CHAPEL HILL, NC 27517. I STARTED THIS RELATIONSHIP ON 5/31/2011. I am also the President of the Cordell Group, Inc. The Cordell Group is a pass through S Corp . Date started 1995 Located at 3300 Battleground Ave suite 301 Greensboro, NC 27410 40 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-13
S63 Uniform Securities Agent State Law Examination 1992-01-24
  • S65 Uniform Investment Adviser Law Examination
    1992-02-13
  • S63 Uniform Securities Agent State Law Examination
    1992-01-24

View on SEC IAPD

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