Clive Leacroft Mckay

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 10/2019
  Ameriprise Financial Services, Inc.
  Long Beach, CA
• 10/2019 → 07/2020
  Investacorp Inc
  Miami, FL
• 10/2019 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  La Palma, CA
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  La Palma, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  La Palma, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  La Palma, CA

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  La Palma, CA
• 2019-10-10 → 2020-07-17
  Investacorp Advisory Services Inc
  La Palma, CA
• 1997-12-15 → 2019-11-07
  Ameriprise Financial Services, Llc
  Long Beach, CA
  Long Beach, CA
  Los Alamitos, CA

Other Businesses

1. Clive McKay Investment Related, Conducted from 5281 Niguel Drive, La Palma, CA 90623. The nature of the Outside Business Activity (OBA) is Solicitor for LTAM's Symbil, my position in the organization is Solicitor, my role as solicitor is restricted only to referring prospective clients to LTAM's website and am not involved in making any advisory recommendations or affecting any transactions. In return, I am compensated a referral fee by LTAM through Investacorp. I do not offer any products or services in this role. 12/2019 was the start of the relationship with the other business and 1 hour is devoted to the other business per week and 0 of hours are devoted to the other business during securities trading hours per month 2. FINANCIAL ADVISOR POSITION: Financial Advisor NATURE: Advisory Affiliation with Osaic Wealth INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 30 START DATE: 07/16/2024 ADDRESS: 5281 Niguel Drive, La Palma CA 90623, United States DESCRIPTION: Conducting comprehensive financial planning inclusive of investment, risk management, retirement and estate planning -related activities, in an advisory context. 3. INSURANCE POSITION: Financial advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 20 START DATE: 07/02/2020 ADDRESS: 5281 Niguel Drive, La Palma CA 90623, United States DESCRIPTION: Placing insurance and annuities for clients as appropriate 4. COLONIAL LIFE POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/18/2026 ADDRESS: P.O. Box 1365, Columbia SC 29202-1365, United States DESCRIPTION: Appointment with Colonial Life to offer: Voluntary insurance, whole life and term life, accident, critical illness, cancer insurance 5.HOOT HOME LOAN, LLC POSITION: Loan Originator NATURE: Mortgage Lender, LLC INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2025 ADDRESS: 811 W. 7th Street, Office #: 0923, Los Angeles CA 90017, United States DESCRIPTION: Discussing mortgage loan rates and terms with applicants, taking an application with a view to seeing it approved.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-01-29

Designations

• Certified Financial Planner

Other Names

• Clive Leacroft Mckay
• Clive Leacroft Mc Kay