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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-29 |
| ID | RA | APPROVED | 2014-04-09 |
| CA | RA | APPROVED | 1998-12-23 |
Branch Locations
2853 Geer Rd Ste C, Turlock, CA 95382 • United States
3337 G St Ste D, Merced, CA 95340-0985 • United States
Merced, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Merced | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Merced | CA | 03/2020 | Present |
Real Estate Ownership; Commercial; 1805 O St, , Merced, CA, 95340; Not Investment-Related; 04/01/2014. Board of Directors; Merced County 4-H Sponsoring Committe; Committee Member; c/o Cooperative Extension University of California, Merced Count, y 2145 Wardrobe Ave Merced, CA 95341-6445,; Not Investment-Related; 09/01/1982; 1 to 9 hours per month; 0 during trading hours / Japanese American Citizens League, Livingston-Merced Chapter; Past President; 3144 G St; Ste 125 #158, , Merced, CA, 95340-1385; Not Investment-Related; 01/01/1995; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-02 |
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