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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-05
  • TX RA
    APPROVED
    Since 2021-02-05

Branch Locations

8411 Preston Road Suite 700, Dallas, TX 75225 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Addison TX 11/2014 08/2019
Usaa Financial Planning Services Addison TX 11/2014 08/2019
Dart Combatives Mckinney TX 09/2001 Present
Under Armour Allen TX 12/2014 05/2017
Usaa Investment Management Company Addison TX 01/2018 08/2019
Self-Employed Mckinney TX 12/2018 Present
International Assets Advisory, Llc Farmers Branch TX 08/2019 02/2021
Hightower Securities Llc Dallas TX 02/2021 Present
Hightower Advisors Llc Dallas TX 02/2021 Present
  • 11/2014 → 08/2019
    Usaa Financial Advisors Inc
    Addison, TX
  • 11/2014 → 08/2019
    Usaa Financial Planning Services
    Addison, TX
  • 09/2001 → Present
    Dart Combatives
    Mckinney, TX
  • 12/2014 → 05/2017
    Under Armour
    Allen, TX
  • 01/2018 → 08/2019
    Usaa Investment Management Company
    Addison, TX
  • 12/2018 → Present
    Self-Employed
    Mckinney, TX
  • 08/2019 → 02/2021
    International Assets Advisory, Llc
    Farmers Branch, TX
  • 02/2021 → Present
    Hightower Securities Llc
    Dallas, TX
  • 02/2021 → Present
    Dallas, TX
Previous Registrations
  • 2018-01-08 → 2019-08-08
    San Antonio, TX
  • 2014-12-22 → 2018-01-08
    Usaa Financial Planning Services
    Addison, TX
  • 2012-03-07 → 2014-10-31
    Mckinney, TX
  • 2011-10-17 → 2012-02-06
    Sethi Tax And Wealth Advisors
    Plano, TX
  • 2010-06-30 → 2011-10-13
    Mckinney, TX
  • 2007-06-21 → 2009-01-20
    Td Ameritrade, Inc.
    Fort Worth, TX
    Fort Worth, TX
  • 2007-06-21 → 2009-01-20
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Other Businesses

1) DART COMBATIVES 3517 WOODSON DRIVE, MCKINNEY, TX 75070 - MARTIAL ARTS TRAINING - INSTRUCTOR SINCE 8/2019 - APPROX 12 HRS/MO - MONTHLY FEES 2) BUSINESS CONSULTING 3517 WOODSON, MCKINNEY, TX 75070 - PROVIDE PROFESSIONAL EXPERTISE TO CONSULTING FIRMS - APPROX 1 HR/MO - HOURLY WAGES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-18
S63 Uniform Securities Agent State Law Examination 1997-07-07
  • S65 Uniform Investment Adviser Law Examination
    2007-06-18
  • S63 Uniform Securities Agent State Law Examination
    1997-07-07
Designations
Other Names
  • Sol Cartier
  • Solomon Lee Cartier
  • Solomonlee Gee Wah Cartier
  • Solomon Lee Gee Wah Cartier

View on SEC IAPD

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